? RESTRICTED ? LAW ENFORCEMENT / REGULATORY / LEGAL COUNSEL ? UNAUTHORIZED ACCESS PROHIBITED
Corporate Liability Briefing ? No Wiggle Room
Berkshire Hathaway HomeServices
Corporate Misconduct & Coordinated Concealment
Franchise Liability ? Agent Immunity ? Executive Stonewalling ? Conflict of Interest
CASE: GASIO v. TRAN ET AL.  ?  OC SUPERIOR COURT NO. 30-2024-01410991-CL-UD-CJC
DEFENDANT ENTITY: SPRINGDALE MARINA INC. DBA BHHS CALIFORNIA PROPERTIES  ?  DRE #01208606
5848 EDINGER AVE, HUNTINGTON BEACH CA 92649  ?  DESIGNATED BROKER: DENNIS ALLEN ROSAS
PARENT: BERKSHIRE HATHAWAY HOMESERVICES  ?  HQ: OMAHA, NEBRASKA
COMPLAINANT: MICHAEL ANDREW GASIO
PORTAL: GASIOMIRROR.COM
UPDATED: APRIL 2026
IMMUNITY NOTE:
Hanson Le ? 5th Amendment
Total Immunity Granted
7
Documented
Corporate Contacts
2
Wire Contacts
(Screenshots)
May 30
First Contact ? Certified
7 Wks Before Eviction Filed
0
Substantive Corporate
Responses Received
16 yrs
Rosas?Le Relationship
Conflict of Interest
Foundational Fact ? No Wiggle Room
The May 30, 2024 Certified Letter to BHHS Legal
Corporate Had Written Notice of Fraud Seven Weeks Before the Eviction Was Filed

This is the fact that removes all corporate distance from this case. On May 30, 2024 ? the same date that Hanson Le signed for the cashier's check at the BHHS office ? the complainant sent a separate certified letter, signature required, addressed directly to BHHS Legal. That letter contained: (1) formal notification of fraud and counterfeiting; and (2) a copy of the cashier's check itself.

The eviction was not filed until approximately seven weeks later. At the moment the 3-Day Notice was issued and the unlawful detainer was filed in court, BHHS Legal had been in physical possession of a certified copy of the disputed check for seven weeks. The corporate entity was not a passive bystander that learned of wrongdoing after the fact. It had actual, documented, signature-confirmed notice of the exact instrument at the center of the fraud before the eviction process began.

May 30, 2024 ? First Corporate Contact (Certified / Signature Required)
MethodUSPS Certified Mail ? Signature Required
Addressed ToBHHS Legal Department
Contents1. Formal notification of fraud and counterfeiting ? 2. Physical copy of the cashier's check
Delivery ConfirmationSignature-required delivery creates federal chain-of-custody record of receipt by corporate entity
Date of Eviction FilingApproximately 7 weeks after this letter was received
Legal SignificanceCorporate actual notice pre-eviction. Any subsequent assertion that BHHS was unaware of the disputed check is directly contradicted by this record. Duty to preserve evidence attaches upon receipt of notice of litigation or investigation.
Corporate Response"Stop contacting us. Get a real lawyer." ? Delivered during trial break.
"Stop contacting us. Get a real lawyer."
? BHHS Corporate response to complainant, delivered during a break in the active trial proceedings ? People v. Tran et al. ? Exhibit ? Corporate Communications

This response was transmitted during a trial break ? while court proceedings were actively underway ? in response to a complainant who had provided corporate legal with a copy of the disputed instrument seven weeks before those proceedings began. The response does not deny the fraud. It does not address the check. It instructs the victim of the conduct to cease contact and find an attorney. This is the response of an entity that has made a calculated decision to stonewall rather than investigate or disclose.

Complete Contact Record
All Corporate Contacts ? Documented & Timestamped
Every Communication Initiated by Complainant to BHHS at All Levels ? Local, Regional, National
May 30, 2024 ? First Contact USPS CERTIFIED ? SIG. REQUIRED
Fraud & Counterfeiting Notice + Check Copy ? BHHS Legal Department
Certified letter, signature required, delivered to BHHS Legal. Contents: formal notice of fraud and counterfeiting; physical copy of the cashier's check for June 2024 rent. This letter placed BHHS Legal on actual written notice of the disputed instrument and the fraudulent default claim ? seven weeks before the eviction was filed in court.
Exhibit: Certified Mail Delivery Receipt ? Copy of Check ? Cover Letter ? Portal: gasiomirror.com
Legal Significance
Corporate duty to preserve evidence attaches upon notice of actual or anticipated litigation. Cal. Evid. Code ? 1521; spoliation doctrine. BHHS had the fraudulent instrument in its hands before the UD was filed and chose to proceed without disclosure.
2024 ? Wire Contact No. 1 WIRE / ELECTRONIC
First Wire Communication to BHHS ? Screenshot Preserved
Electronic wire contact made to BHHS corporate. Method, content, and recipient documented. Screenshot evidence preserved in evidence portal. BHHS received and was aware of this communication. Response constitutes corporate acknowledgment of contact.
Exhibit: Screenshot ? Wire Contact No. 1 ? Portal: gasiomirror.com
Legal Significance
Each wire communication acknowledged by corporate is a documented instance of notice. 18 U.S.C. ? 1519 ? failure to preserve evidence upon notice. Corporate awareness of ongoing fraud during this period triggers heightened supervisory duty.
2024 ? Wire Contact No. 2 WIRE / ELECTRONIC
Second Wire Communication ? Screenshot Preserved
Second electronic wire contact to BHHS corporate. Screenshot evidence preserved. Two documented wire contacts establish a pattern of corporate notice, not isolated awareness. Both contacts went to a corporate entity that had already received the certified May 30 letter with the check copy.
Exhibit: Screenshot ? Wire Contact No. 2 ? Portal: gasiomirror.com
Legal Significance
Pattern of notice. Each unaddressed wire communication in which corporate received fraud notification and took no action is evidence of deliberate non-response. 18 U.S.C. ? 1349 ? conspiracy through deliberate inaction where a party has a duty to act.
2024 ? Trial Period
Email to BHHS President
Formal email submitted directly to the President of Berkshire Hathaway HomeServices detailing the fraud, the concealment of the cashier's check, the role of BHHS-affiliated agent Hanson Le, and the pending court proceedings. Email transmitted with full case documentation attached.
Exhibit: Email to BHHS President ? Portal: gasiomirror.com
Corporate Response
"Stop contacting us. Get a real lawyer." ? Delivered during trial break.
Legal Significance
A response directed to a self-represented party during active litigation, instructing them to cease legal-notice communications, while the corporate entity's own agent is a named actor in the proceeding, constitutes conscious disregard of supervisory duty. Cal. Bus. & Prof. Code ? 10177(h).
2024?2025 PHONE ? OMAHA HQ
Direct Call to BHHS National Headquarters ? Omaha, Nebraska
Complainant placed a direct call to Berkshire Hathaway HomeServices national headquarters in Omaha, Nebraska. The call was received by corporate. The response was immediate, unambiguous, and revealing: "We are aware you have contacted us. Goodbye." The representative acknowledged awareness of prior contacts and terminated the call without engaging on substance.
Corporate Response ? Verbatim
"We are aware you have contacted us. Goodbye."
Legal Significance
"We are aware" is a corporate admission. The national headquarters confirmed that the prior contacts ? the certified letter, the wire communications, the presidential email ? had all been received and internally communicated to the Omaha level. This is not a local franchise problem. This is a corporate decision not to engage. The deliberate choice to acknowledge awareness and terminate the call without addressing the substance is corporate stonewalling at the executive level.
2024?2025 MASS MAIL ? ALL DEPARTMENTS
Mass Mailing to All BHHS Departments and Division Heads
Complainant transmitted individual letters to every accessible BHHS department head and corporate division, including all departments from the boardroom level down. Each letter contained the same core message: "You are helping break the law." The mass mailing was documented with a distribution list. Every recipient received formal written notice of the fraud and the corporate connection to it.
Exhibit: Mass Mailing Distribution Record ? Letters ? Portal: gasiomirror.com
Legal Significance
Any claim that the corporation was unaware or that this was a rogue-agent situation is foreclosed by a mass distribution to all departments. Officers, directors, general counsel, compliance, and risk management all received written notice. Cal. Corp. Code ? 309 ? directors and officers who receive notice of agent misconduct and fail to act may be held personally liable for resulting damages.
Conflict of Interest ? Designated Broker
Dennis Allen Rosas ? The 16-Year Problem
BHHS Designated Broker Knew Hanson Le for 16 Years ? Personal Relationship Forecloses Independent Investigation

Dennis Allen Rosas is the Designated Broker of Springdale Marina Inc. DBA BHHS California Properties ? the entity through which Hanson Le operated as a licensed associate broker. Under California law, the designated broker bears supervisory responsibility for all agents operating under the brokerage license. Rosas is the person at BHHS who would have been responsible for any internal investigation of Hanson Le's conduct.

? Documented Conflict of Interest

Dennis Allen Rosas personally called back in response to the complainant's contacts. In that call, Rosas disclosed that he has known Hanson Le for sixteen years. He described Le as a good person. He stated that Le is not going to be investigated. He acknowledged that "moonlighting" ? agents conducting business outside official brokerage channels ? is a common practice: "they all do it." He suggested that the complainant simply call Le directly.

This call is not a neutral supervisory response. It is a designated broker explicitly stating that he will not investigate his 16-year personal acquaintance for conduct that BHHS Legal had been notified about seven weeks before the eviction was filed. This is the conflict of interest that makes BHHS corporate action impossible without external compulsion.

The acknowledgment that "moonlighting" is routine ? that agents routinely conduct business outside official brokerage channels ? is itself an admission of systemic supervisory failure at the brokerage level. It is not an excuse. It is evidence of pattern.

Rosas Call ? Documented Facts
Who CalledDennis Allen Rosas ? Designated Broker, Springdale Marina Inc. / BHHS
Relationship DisclosedKnown Hanson Le for 16 years
Investigation Posture"He is not going to be investigated." ? Stated directly to complainant
Moonlighting Admission"They all do it." ? Acknowledged agents conduct business outside official brokerage channels routinely
Suggestion Made"He is a good guy ? call him." Directing complainant to the subject of the investigation as the remedy
Legal Position of RosasDesignated Broker ? holds supervisory statutory duty over all agents under DRE Broker License #01208606
DRE Obligation ImplicatedCal. Bus. & Prof. Code ? 10177(h) ? failure to supervise. Cal. Bus. & Prof. Code ? 10176(a) ? misrepresentation through inaction
Cal. Bus. & Prof. Code ? 10177(h)
Failure to Supervise Subordinate Agent
The DRE may suspend or revoke the license of a broker who fails to exercise reasonable supervision over the activities of licensed employees. A pre-existing personal friendship is not a defense ? it is an aggravating factor that shows the failure was knowing.
Cal. Corp. Code ? 309
Director / Officer Duty of Care
A director or officer who receives notice of agent misconduct and affirmatively declines to investigate ? on the basis of personal relationship ? has breached the duty of care. The moonlighting admission ("they all do it") establishes systemic, not isolated, failure.
Fifth Amendment + Immunity Grant
Hanson Le ? 5th Amendment Invocation and Total Immunity
The Single Most Significant Procedural Development in the Record
? Critical ? Immunity Is Not Exoneration. Immunity Is Proof.

Hanson Le invoked his Fifth Amendment right against self-incrimination when questioned by Huntington Beach Police Department in connection with this matter. He was subsequently granted total immunity.

Immunity is not granted to witnesses who have done nothing wrong. Immunity is granted to witnesses who have information about criminal conduct that the granting authority wants ? and who would otherwise not provide it without protection from prosecution. The grant of immunity to Hanson Le is the most significant procedural fact in this case. It means that a prosecutorial authority determined that Le had information valuable enough to trade for protection ? information about criminal conduct serious enough to require immunity to extract.

The question for investigators is: What did Le say under immunity, and why has that information not resulted in action against the remaining defendants? The existence of an immunity grant without subsequent prosecution of the principals ? Tran, Silverstein, and the BHHS corporate chain ? either means the testimony is sealed pending action, or it means the investigation stalled. Either way, the immunity grant itself confirms that a prosecutorial authority already assessed this case as containing criminal conduct serious enough to warrant the formal immunity process.

Cal. Penal Code ? 1324 / Fed. Immunity Doctrine
Use Immunity vs. Transactional Immunity
Use immunity protects a witness's testimony from being used against them. Transactional immunity ("total immunity") protects the witness from prosecution for the underlying conduct. If Le received transactional immunity, he cannot be prosecuted for the payment concealment ? but his testimony about others' conduct is fully available and can be used against Tran, Silverstein, and BHHS principals.
Cal. Evid. Code ? 913
Adverse Inference ? Civil Proceedings
In civil proceedings, prior to the immunity grant, the trier of fact may draw adverse inferences from Le's invocation of Fifth Amendment rights. The combination of (a) invocation in a prior proceeding + (b) subsequent immunity grant + (c) personal relationship with the designated broker who declined to investigate creates an inference chain of substantial force.

For purposes of the corporate liability analysis: if Hanson Le ? the BHHS-affiliated agent who physically received the cashier's check ? received total immunity in connection with conduct that arose entirely out of his role as a BHHS agent, then BHHS as an entity received immunity's benefit without bearing its consequence. The corporate entity that employed Le, failed to supervise him, and stonewalled notice of his conduct for more than a year has not been subject to any equivalent accountability proceeding. That is the gap this briefing addresses.

National Headquarters ? Omaha, Nebraska
The Omaha Call ? "We Are Aware. Goodbye."
National Corporate Acknowledges Awareness and Terminates ? This Is Not Ignorance. This Is a Decision.

The complainant placed a direct call to the national headquarters of Berkshire Hathaway HomeServices in Omaha, Nebraska. The corporate representative who answered confirmed awareness of the prior contacts ? plural ? and terminated the call. The full response, verbatim: "We are aware you have contacted us. Goodbye."

Every word of that response carries legal weight. "We are aware" ? not "we have no record of that" or "please give us more information." The contacts had been received, logged, and communicated internally to a level that allowed the Omaha representative to immediately confirm awareness. "You have contacted us" ? plural. Multiple contacts acknowledged in a single sentence. "Goodbye" ? no inquiry, no referral to legal, no offer of investigation, no denial of the underlying allegations.

Omaha HQ Call ? Legal Analysis
"We are aware"Corporate admission of receipt and internal processing of prior contacts. The Omaha representative had been briefed on the matter before the call was terminated.
"You have contacted us"Acknowledges a pattern of contacts (plural), not a single inquiry ? consistent with the full documented contact sequence: certified letter, wire contact No. 1, wire contact No. 2, presidential email, local Rosas call.
"Goodbye"Deliberate termination without inquiry, denial, investigation offer, or referral. This is a corporate decision, not an oversight. An entity that responds to fraud notification with "goodbye" cannot later claim lack of notice.
Franchisee vs. FranchisorThe national HQ's awareness of a franchisee's agent's conduct creates potential direct corporate liability under franchise agency doctrine. BHHS national cannot claim Springdale Marina is a separate legal entity when its national representative is briefed on the matter and consciously declines to engage.
Duty TriggeredOnce corporate headquarters acknowledges awareness of a franchisee-connected fraud claim and declines to investigate or disclose, the duty to preserve evidence and respond under franchise supervision obligations has been triggered and violated.
Corporate Response Pattern Analysis
What BHHS Said ? And What It Means
Every Response Documented ? None Substantive ? All Legally Significant
01
Response to Legal Dept. (Trial Break)
"Stop contacting us. Get a real lawyer."
Sent during active trial proceedings to a self-represented party who had delivered a certified copy of the disputed check to BHHS Legal seven weeks before the trial began. Does not deny the fraud. Does not address the check. Instructs the victim to cease notice communications during an active judicial proceeding.
02
Rosas Callback (Designated Broker)
"He is a good guy. Call him. He is not going to be investigated."
The one substantive corporate callback produced a statement that the responsible broker will not investigate his 16-year personal acquaintance. The moonlighting admission ? "they all do it" ? is an acknowledgment of systemic, not isolated, supervisory failure at the brokerage level.
03
Omaha National HQ
"We are aware you have contacted us. Goodbye."
National corporate acknowledged awareness of multiple contacts and terminated without engagement. This is a decision, not an oversight. It elevates the liability from the franchisee level to the national enterprise level.

The pattern across all three responses is consistent: no denial of the underlying facts, no investigation initiated, no referral made, no preservation of evidence ordered, no disclosure to the court during ongoing proceedings. A corporation that receives fraud notifications through certified mail, wire, telephone, email, and mass distribution ? and responds with three variations of "go away" ? has made a corporate decision. That decision is itself evidence of deliberate indifference constituting ratification of agent misconduct under respondeat superior doctrine.

Legal Theory
Corporate Liability ? The Full Framework
Respondeat Superior ? Franchise Liability ? Ratification ? Supervisory Failure ? RICO Enterprise
TheoryFactual BasisCorporate Element Met?
Respondeat Superior Hanson Le operated as BHHS associate broker under DRE #01208606 at the time he signed for the cashier's check and during all relevant communications. His conduct occurred within the scope of his agency role. ? ESTABLISHED
Ratification of Agent Misconduct BHHS received formal written notice of Le's conduct on May 30, 2024 ? seven weeks before the eviction was filed. It had actual knowledge and took no corrective action. Proceeding without disclosure after notice = ratification. ? ESTABLISHED
Failure to Supervise (DRE ? 10177(h)) Designated Broker Rosas explicitly declined to investigate Le on the basis of a 16-year personal friendship. This is not absence of supervision ? it is affirmative refusal to supervise, which is the most culpable form of failure. ? ESTABLISHED
Failure to Preserve Evidence Upon receipt of the May 30 certified letter identifying a specific disputed instrument, BHHS had a duty to preserve all communications, records, and files related to the transaction. No preservation was ordered. Rosas declined investigation. ? ESTABLISHED
Franchise Corporate Liability National BHHS headquarters acknowledged awareness of all contacts. The "We are aware. Goodbye" response demonstrates that national corporate was briefed on a franchisee-connected fraud claim and made a deliberate decision not to engage. This converts the matter from franchisee-only to national enterprise liability. ? STRONG ? HQ ADMISSION
RICO Enterprise (18 U.S.C. ? 1962(c)) BHHS/Springdale Marina Inc. provided the enterprise structure through which Le operated, the brand that induced tenancy, the corporate infrastructure used in the concealment, and the institutional cover that allowed the UD to proceed while evidence was suppressed. This satisfies the "enterprise" element under ? 1961(4). ? STRONG ? PATTERN ESTABLISHED
Obstruction of Legitimate Proceedings Sending "stop contacting us" to a self-represented litigant during trial, while possessing a copy of the central disputed instrument, constitutes interference with the administration of justice. The corporate entity had an obligation to disclose ? not to instruct the victim to cease communications. ? ESTABLISHED
Cal. Corp. Code ? 25401 ? Corporate Misrepresentation BHHS national brand was used to induce the tenancy (brand-stamped lease, letterhead, email signatures). After the fraud was reported, corporate disclaimed connection. A franchise cannot use its brand to create trust and then deny responsibility when the brand's agents commit fraud. ? ESTABLISHED
Applicable Law
Statutory Framework ? BHHS Corporate Liability
Federal and State Provisions Directly Applicable to the Corporate Entity
18 U.S.C. ? 1341 ? Mail Fraud (Corporate)
Use of Mails in Furtherance of Scheme
BHHS used mailed communications (lease documents, payment instructions on corporate letterhead) to induce the tenancy. Subsequent receipt of fraud notification via certified mail and failure to disclose extends the mail fraud chain to the corporate entity.
18 U.S.C. ? 1519 ? Evidence Obstruction
Destruction / Failure to Preserve Records in Federal Investigation
Upon receipt of the May 30 certified fraud notice, BHHS had a duty to preserve all transaction records. Rosas's explicit declination to investigate ? while possessing notice of a federal-predicate fraud ? constitutes failure to preserve under this provision. Maximum: 20 years.
18 U.S.C. ? 1962(c) + (d) ? RICO
Enterprise Operation + Conspiracy
Springdale Marina Inc. / BHHS California Properties is the "enterprise" through which the predicate acts were conducted. The corporate entity's deliberate non-investigation and stonewalling after notice satisfies the conspiracy element under ? 1962(d).
Cal. Bus. & Prof. Code ? 10177(h)
DRE ? Failure to Supervise
Rosas's affirmative refusal to investigate Le ? citing personal friendship ? is the most direct evidence of this violation. It is not the absence of supervision; it is the conscious decision to suppress it. DRE may revoke the brokerage license on this basis alone.
Cal. Corp. Code ? 309
Corporate Officer / Director Negligence
Officers and directors who receive notice of agent fraud (Omaha HQ call; presidential email; mass mailing) and affirmatively decline to engage may be held personally liable for resulting damages. The "we are aware / goodbye" response is personal liability territory for the individuals who made that decision.
Cal. B&P ? 17500 / Cal. Corp. ? 25401
False Business Representation / Corporate Misrepresentation
Using BHHS national brand to induce a residential tenancy and then claiming no corporate responsibility when that brand's agent commits fraud is false business representation. The brand benefit and the liability cannot be separated.
Summary ? Corporate Exposure at a Glance
Designated BrokerDennis Allen Rosas ? DRE License suspended or revoked ? Personal liability for supervisory failure
Branch ManagerAngie Sandoval ? Supervisory chain liability
Springdale Marina Inc.DRE License #01208606 ? DRE revocation proceeding ? Civil RICO damages ? Respondeat superior
BHHS National (Omaha)"We are aware" admission ? Franchise corporate liability ? 18 U.S.C. ? 1962(d) conspiracy through deliberate inaction
Aggregate Corporate Exposure? $2.5M+ direct ? Treble damages under RICO = $7.5M+ ? Attorney's fees ? DRE license consequences
Evidence LocationAll contact records, screenshots, certified mail receipts, and correspondence at gasiomirror.com ? Subpoena targets: BHHS Legal file; Rosas communications; Omaha call log; internal escalation records